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IndiaPulse

AU Small Finance Bank Limited (AUBANK)

Mid Cap

Financial Services stocks · Mid cap · NSE

AU Small Finance Bank Limited is an Indian small finance bank transitioning to a universal bank. It focuses on retail and commercial banking, leveraging a tech-led, customer-centric model. The bank recently completed the core banking system migration of Fincare SFB, integrating operations and expanding its footprint.

₹1,065
-7.00 · -0.65%
Quote04 Sept, 03:56 pm IST
Fundamentals05 Sept 2026 · screener
Score05 Sept, 10:20 pm IST · v4.3-runtime-valuation
Tags03 May 2026
Coverage11/14 · 79%
Valuation2026-07-20 · Rf 6.8% · Financial Services P/E 18.5 (n=240)
Data confidence
Fresh enough for analysis
Investor decision lenses

One read, four checks

75+ is strong, 60-74 is usable, 45-59 is mixed, and below 45 needs caution. These are research lenses, not buy/sell instructions.

Weak fundamentals, management trust is acceptable, price trend is neutral, and recent execution is consistent.

Suggested next step
Research, do not rush
The four lenses are not strongly aligned. Compare peers and wait for a cleaner setup.
U-Score
OVERVALUED
25

Fundamental lens: valuation, quality, growth, balance sheet, and cash flow.

Trust
Mixed Trust
62

low confidence · 0/0 claims checked

Technical
Bullish
62

Timing lens: price trend and sector relative strength.

Result consistency
consistent
87

Rolling lens: recent quarterly delivery, not the latest single-result score.

Latest result

Quarter ended 30 Jun 2026

Excellent · 75/100

Rev +21% YoY · PAT +37% YoY · +6% QoQ · operating leverage

Filed 25 Jul 2026
Open results browser →
MetricThis quarterYoYQoQ
Revenue₹5,303 Cr+21.1%+5.7%
EBITDANDFNDFNDF
Operating marginNDFNDFNDF
PAT₹796 Cr+37.0%-4.3%
PAT margin15.0%+174 bps-157 bps

NDF means not disclosed in the current structured filing feed. It is intentionally not treated as zero.

Business & thesis

Growth engines, tailwinds/headwinds, and risk radar from management commentary

Business and thesis

Where growth can come from, and what can break the case

Thesis intactReviewed 2026-06-14T07:09:52.376Z
Management commentary snapshot

Q4'FY26 PAT surged 65% YoY, 25% QoQ to ₹832 cr, driven by NIM expansion to 5.96% and lower credit costs. Loan growth at 21% YoY, deposits at 23% YoY, outpacing private banking sector estimates. Asset quality improved with GNPA at 2.03%.

The bank delivered strong Q4 performance with robust PAT growth, NIM expansion, and improved asset quality. Loan and deposit growth exceeded sector estimates, indicating market share gains. The universal bank transition and ongoing AI/tech initiatives are strategic positives, but the sustainability of QoQ margin expansion and credit cost reduction, partly attributed to seasonal factors, warrants close monitoring.

Current business mix

Gross Loan Portfolio by Product (as of Mar'26)

Latest issuer-disclosed distribution across 8 reported categories.

Businessmix
Secured-Wheels33.0%
Secured-MBL25.0%
Secured-Commercial Banking22.0%
Secured-HL6.0%
MicroFinance5.0%
Others5.0%
Secured-Gold Loans3.0%
Credit Card and PL2.0%
Growth engines

Retail Secured Assets

Retail Secured Assets grew by 21% YoY, driven by Wheels (+27%) and Gold loans (+108%). The bank has deep distribution and underwriting expertise in granular loans.

Commercial Banking

Commercial Banking grew by 30% YoY, creating differentiation via TAT and servicing. It generates 56% of its funding requirement and contributes ~11% to deposits.

AI & Tech Integration

Rolled out an Agentic AI platform for Gold loan origination, with Mortgages and other loan verticals to follow. AI-led voice for inbound calling is live, with outbound campaigns underway.

Universal Bank Transition

RBI replaced the NOFHC condition, applying it only if the bank or promoter group establishes a future group entity. This enhances access to deposits, talent, and brand perception.

Capacity and execution

Touchpoint Expansion

In FY26, the bank added 334 net touchpoints, including 78 new liability branches, mostly in urban markets.

Distribution Network Doubling

Distribution of Wheels, Mortgages, and Gold loans nearly doubled over the last 2 years, reaching 900-1,000 touchpoints each.

Planned FY27 Additions

Plan for FY27 includes adding 80-100 new liability branches, 120-130 new asset centers, and 40-50 new business banking touchpoints.

Tailwinds

Universal Bank Conversion Benefits

Management expects enhanced access to prime customer segments, higher refinance limits, greater government banking access, and stronger talent attraction/retention.

AI-driven Efficiency

Management states AI will enable efficient operations, productivity uplift, and better scale management, while continuously bringing agility and innovation.

Headwinds

Competitive Deposit Environment

The bank increased peak SA rate by 25bps to 6.75% and Peak TD rate by 15bps to 7.25% w.e.f. April 23, 2026, indicating pressure on cost of funds.

Treasury Losses

Q4'FY26 saw ₹17 cr of treasury losses, contributing to a 4% YoY decline in total other income, despite core other income growth.

Risk radar

Unsecured Loan Asset Quality

Unsecured businesses (MFI, credit card, PL) de-grew by 1% YoY, and Digital Unsecured and Inclusive Banking segments have higher GNPA ratios of 4.2% and 3.8% respectively.

NIM Sustainability

Q4'FY26 NIM expansion was partly driven by 'seasonal benefits coming from lower slippages, higher recovery from stressed assets and lower day count in February'.

Geographic Concentration

Rajasthan accounts for 25% of GLP and 42% of deposits, while Maharashtra accounts for 22% of GLP and 28% of deposits, indicating regional concentration.

Management accountability

What management said, and what results must prove

Management accountability

What management said, and what results must prove

Issuer guidance and extracted claims are tracked against later reported outcomes. Treat these as management statements, not IndiaPulse forecasts.

Analyst reading lens
Compare BOTH

YoY comparison provides a clear view of underlying growth and structural changes in a financial services business. QoQ is crucial for assessing sequential momentum, utilization, spreads, and the immediate impact of operational efficiencies or seasonal factors like Q4 recoveries.

Sector KPIs management disclosed

AUM Growth (Gross Loan Portfolio)

Gross loan portfolio grew by 21% YoY (8% QoQ) to ₹1.40 lac cr, exceeding ~13% estimated growth in the private banking sector.

NIM

NIM expanded by 24bps QoQ to 5.96% in Q4'FY26 from 5.7% in Q3'FY26. FY26 NIM stood at 5.65% compared to 5.94% in FY25.

Borrowing Cost (Cost of Funds)

Cost of Funds declined further by 12bps QoQ to 6.49% in Q4'FY26. For FY26, CoF was 6.75%, a YoY decline of 32 bps.

GNPA/NNPA

GNPA declined by 27bps QoQ to 2.03%, and NNPA stood at 0.74% in Q4'FY26, compared to 2.30% and 0.88% respectively at Dec'25.

Management forward view

Focus on AI-led Process Re-engineering

Management is focused on Agentic AI-led process re-engineering and automation, organizational re-alignment, and broadening the span of control to drive efficiency.

Continued Distribution Expansion

The bank plans to add 80-100 liability branches annually and expand distribution within existing touchpoints for other products in FY27.

Deposit Strategy Pillars

Deposit strategy is focused on granularity (~60% from branch banking), stability (79% CASA + Retail TD + Non-callable Bulk TD), and cost of funds.

Thesis monitor

Numbers and claims to verify in the next filings

CheckpointCurrent evidenceWhat to verify next
NIM5.96% (Q4'FY26)Sustainability of NIM expansion in subsequent quarters, given the seasonal benefits cited for Q4 and recent deposit rate hikes.
Unsecured Loan Growth & Asset Quality7% QoQ growth, 1% YoY decline (Q4'FY26)Sustained YoY growth in unsecured segments and stable or improving GNPA ratios, as this segment carries higher risk.
Cost of Funds6.49% (Q4'FY26)Further declines or stabilization of CoF, especially after recent deposit rate increases, to maintain margin health.

Verification checkpoints are IndiaPulse research interpretation, not investment advice.

Technical timing lens

Trend score and candlestick chart

62Bullish

SMA20 +4.9% / mo · MACD − · near 52W high

Stock trend: 62
Sector RS:

Technical chart

AUBANKdaily · 1Y · AUTO+9.4%
Latest close ₹1065.00 on 2026-09-04
Bar
-0.6%
RSI
46
MACD hist
-5.50
52W pos
82%
2026-09-04O ₹1071.90H ₹1074.10L ₹1060.40C ₹1065.00Vol 6.0L sh
₹816.03₹901.95₹987.88₹1.07k₹1.16k52H1065.002026-032026-06VolRSIMACD2026-032026-042026-062026-072026-09
Up bar
Down bar
EMA 20
EMA 50
Volume + 20D avg
Result date
RSI(14)
MACD / signal

Daily technical trend read

Mixed signals

Signals are conflicting — long-term uptrend intact. RSI 46. Wait for confirmation.

  • Price above SMA200 (long-term uptrend) but mid-term MAs not aligned.
  • SMA20 rising (~4.7% over last month) — short-term momentum positive.
  • RSI(14) at 46 — falling, no extreme reading.
  • MACD below signal, histogram expanding negatively — bearish momentum building.
  • 7% off 52W high · 53% above 52W low.

Mechanical read from the price + indicator series above. Not a recommendation — technical setups can reverse without warning, especially around earnings and macro events.

Nifty 500 leadership

Relative Strength & Trend Stage

84
RS percentile
Stage 2 Uptrend
1M return
-0.2%
3M return
+8.8%
6M return
+18.0%
1Y return
+49.7%
RS 1D
0
RS 20D
+5
Sector rank
#9
Industry rank
#10
Stage evidence
  • Price is 6.1% above the 30-week proxy.
  • The 50-DMA is above the 30-week proxy and its slope is rising +1.4%.
  • Both 3-month and 6-month returns are positive.
50-DMA
price above
200-DMA
price above
Sector
neutral
Industry
neutral
Relative-strength line vs Nifty 500 (base 100)
264 observations
04 Sept 2026Value 142.61-0.65%
91106121137152Aug 25Dec 25Apr 26Sept 26143
RS vs Nifty 500143

Valuation & score drivers

U-Score 25 · OVERVALUED · pillar breakdown, sector model, fair-value anchor

25U-SCORE
OVERVALUED

Fundamental score breakdown

OVERVALUED
Valuation0/30
Growth11/25
Quality12/20
Balance Sheet0/15
Cash Flow1/10
Piotroski
4/9 (+1)
Penalties
0
Raw sum
25

Why this score?

Top U-Score contributors and drags from the latest stored fundamentals.

25/100 · OVERVALUED

Positive drivers

  • Quality contributes 12/20 to the score.
  • Growth contributes 11/25 to the score.
  • Cash flow contributes 1/10 to the score.

Main drags

  • Fair-value margin of safety is negative at -138.7%.
  • Valuation is weaker at 0/30; verify the latest quarterly trend.
  • Balance sheet is weaker at 0/15; verify the latest quarterly trend.
Sector valuation model

Bank valuation: P/B adjusted for ROE and asset quality

Banks are balance-sheet businesses, so book value quality matters more than simple earnings multiples.

Bank P/B
Primary lens
Price/book and ROE/ROA, not trailing PE alone.
Secondary checks
Capital adequacy, credit cost, NPA trend, deposit franchise.
Main risk check
Low P/B can be a trap if asset quality or credit cost is worsening.
PE
235.0
PB
EV/EBITDA
14501.3
ROE
22.3%
ROCE
12.4%
FCF Yield
Debt/Equity
3.6
MoS
-138.7%
Score movement

Stored run vs live recompute

This shows the stored score trend when snapshots exist, and also compares the latest stored nightly score with a live recompute from current fundamentals and price.

Stored run: 05 Sept 2026
v4.3-runtime-valuation
Final score
25
Previous: 25
Verdict
OVERVALUED
Previous: OVERVALUED
Margin of safety
-138.7%
Previous: -138.7%

Score history

12 stored score snapshots. Latest stored move: +3 points.

05 Sept 2026
v4.3-runtime-valuation
22
22
22
22
22
22
22
22
22
22
22
25

Factor attribution

No pillar movement versus the latest stored run. Historical score trend will appear after snapshot storage is enabled.

Modelled fair value

Graham Number
Growth-justified P/E
33.3
Growth-justified Value
₹446.22
-138.7% MoS
PEG
11.30

Trust score

Does management behaviour match later outcomes? Claim delivery, forensic breakdown, evidence depth

Trust Score
62Mixed Trust · low confidenceTrust Lite

Trust asks: does management behaviour match later outcomes? Higher is better, but confidence and evidence depth matter as much as the number.

Mixed Trust: Claim history is still being built. It ranks around the 35th percentile of the scored universe and 51st percentile within Financial Services. Main check: cash conversion is weak at 43/100.

Healthy Trust Lite: Promoter pledge is zero. Key concern: Debt/equity is 3.56.

Computed 05 Sept 2026
management-trust-v1
140 docs text-extracted · 28 concalls text-extracted
Score band
Mixed Trust

Usable, but needs evidence. Treat guidance with a margin of safety.

Relative rank
35th percentile

overall median 67 · Financial Services: 51st pctile, median 62 · Mid: 18th pctile, median 76

Evidence depth
Financial-only

140 documents have extracted text, but claim history is not strong enough yet.

Claim delivery
Outcome history still building

0 claims extracted · No contradicted claim yet

How to read this Trust Score

Mixed Trust · low confidence
What it measures
Reliability of management and financial delivery, using financial behaviour only.
Confidence
Treat this as an early read until more concalls and outcomes are matched.
Investor use
Acceptable, but check the weakest sub-score before increasing exposure.

Read Trust alongside U-Score, result consistency, and technical trend. A cheap stock with weak Trust needs a larger margin of safety; a high Trust score does not make an expensive stock attractive by itself.

Forensic breakdown

Read low sub-scores as due-diligence warnings, not automatic sell signals.

Promoter
66
acceptable · holding, pledge, alignment
Cash flow
43
weak · profit to cash conversion
Balance sheet
48
watch · leverage and solvency
Discipline
76
strong · capital discipline
Results
87
strong · quarterly consistency

Trust positives

  • Promoter pledge is zero.
  • 4/4 latest quarters had positive YoY revenue growth.
  • 3/4 latest quarters had positive YoY PAT growth.
  • Latest 3 quarters had positive YoY PAT growth.

Trust risks

  • Debt/equity is 3.56.
  • Promoter holding is only 22.7%.
  • Only 0 years of positive FCF.

Trust Lite uses financial behaviour only. Prefer claim-tested Trust when enough concall claims have later outcomes.

Financials

Full fundamentals table and 10-year revenue / profit / ROE history

Fundamentals

Valuation

P/E
235.00
P/B
EV/EBITDA
14501.33
Market Cap
79937.00Cr

Profitability

ROE
22.30%
ROCE
12.40%
ROA
7.77%
Dividend Y
0.09%

Growth (CAGR)

Revenue 5Y
13.00%
EPS 5Y
13.00%
Revenue 3Y
29.00%
EPS 3Y
49.00%

Balance Sheet

Debt/Equity
3.56
Interest Coverage
Altman Z
6.32
Book Value

Cash Flow

FCF Yield
FCF Positive Y
0/5
OCF
884.00 Cr
EPS TTM
13.40

Shareholding

Promoter Hold
22.74%
Promoter Pledge
0.00%
Momentum 52W
82%

Financial History

Updated 5/9/2026

Revenue

₹ Cr
No data

Net Profit

₹ Cr
No data

Return on Equity

%
No data

Peers

Business-comparable names in Financial Services, ranked by similarity

Verify on:NSE India ↗
All information is for study purposes only. For investment decisions, consult your financial advisor. See Playbook for methodology.